-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MWlVhvpgaXLPhekdlkECRGTSBsydFCPHcVoOSf90Tc/orDEwNX0h2dkNNsadGdPq yqF15Tdhv4eQjN8u+EPzxw== 0000898431-99-000201.txt : 19991210 0000898431-99-000201.hdr.sgml : 19991210 ACCESSION NUMBER: 0000898431-99-000201 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19991209 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WATER PIK TECHNOLOGIES INC CENTRAL INDEX KEY: 0001094286 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC HOUSEWARES & FANS [3634] IRS NUMBER: 251843384 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-57247 FILM NUMBER: 99771328 BUSINESS ADDRESS: STREET 1: 1000 SIX PPG PLACE CITY: PITTSBURGH STATE: PA ZIP: 15222-5479 BUSINESS PHONE: 4123942800 MAIL ADDRESS: STREET 1: 1000 SIX PPG PLACE CITY: PITTSBURGH STATE: PA ZIP: 15222-5479 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SIMMONS RICHARD P CENTRAL INDEX KEY: 0000921448 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1000 SIX PPG PLACE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 4123942836 MAIL ADDRESS: STREET 1: JOH D WALTON STREET 2: 1000 SIX PPG PLACE CITY: PITTSBURGH STATE: PA ZIP: 15222 SC 13G 1 SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 WATER PIK TECHNOLOGIES, INC. ----------------------------------------------------------------- (Name of Issuer) Common Stock, par value $.01 per share ----------------------------------------------------------------- (Title of Class of Securities) 94113U 10 0 -------------------- (CUSIP Number) November 29, 1999 ---------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) / X / Rule 13d-1(c) / / Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of the section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13G CUSIP NO. 94113U 10 0 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Richard P. Simmons ------------------------------------------------------------ 2. Check the Appropriate Box if a Member of a Group (a) ----- (b) ----- 3. SEC Use Only --------------------------------------------------- 4. Citizenship or Place of Organization U.S.A. --------------- Number of 5. Sole Voting Power 823,690 Shares --------------- Beneficially 6. Shared Voting Power 0 Owned by --------------- Each Reporting 7. Sole Dispositive Power 419,626 Person With: --------------- 8. Shared Dispositive Power 0 --------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 823,690 ---------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares [X] ------- Mr. Simmons disclaims beneficial ownership of 11,895 shares owned by the R.P. Simmons Family Foundation, a private charitable foundation with respect to which Mr. Simmons serves as trustee. 11. Percent of Class Represented by Amount in Row (9) 8.7% -------- 12. Type of Reporting Person IN -------------- Page 2 of 7 Pages SCHEDULE 13G CUSIP NO. 94113U 10 0 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Dorothy P. Simmons ------------------------------------------------------------ 2. Check the Appropriate Box if a Member of a Group (a) ----- (b) ----- 3. SEC Use Only --------------------------------------------- 4. Citizenship or Place of Organization U.S.A. --------------- Number of 5. Sole Voting Power 0 Shares --------------- Beneficially 6. Shared Voting Power 0 Owned by --------------- Each Reporting 7. Sole Dispositive Power 404,064 Person With: --------------- 8. Shared Dispositive Power 0 --------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 404,064 ---------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] ------- 11. Percent of Class Represented by Amount in Row (9) 4.3% -------- 12. Type of Reporting Person IN -------------- Page 3 of 7 Pages SCHEDULE 13G CUSIP NO. 94113U 10 0 Item 1. (a) Name of Issuer WATER PIK TECHNOLOGIES, INC. ---------------------------------------------------------- (b) Address of Issuer's Principal Executive Offices 660 Newport Center Drive, Suite 470, Newport Beach, CA 92660 ----------------------------------------------------------- Item 2. (a) Name of Persons Filing (i) Richard P. Simmons (ii) Dorothy P. Simmons ----------------------------------------------------------- (b) Address of Principal Business Office or, if none, Residence c/o Richard P. Simmons, 1000 Six PPG Place, Pittsburgh, Pennsylvania 15222-5479 ----------------------------------------------------------- (c) Citizenship U.S.A. ----------------------------------------------------------- (d) Title of Class of Securities Common Stock, $.01 par value per share ----------------------------------------------------------- (e) CUSIP Number 941143U 10 0 ----------------------------------------------------------- Page 4 of 7 Pages SCHEDULE 13G CUSIP NO. 94113U 10 0 Item 3. If this statement is filed pursuant to ss.ss.240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) / / Broker of dealer registered under section 15 of the Act; (b) / / Bank as defined in section 3(a)(6) of the Act; (c) / / Insurance company as defined in section 3(a)(19) of the Act; (d) / / Investment company registered under section 8 of the Investment Company Act of 1940; (e) / / An investment adviser in accordance with ss.240.13d- 1(b)(l)(ii)(E); (f) / / An employee benefit plan or endowment fund in accordance with ss.240.13d-1(b)(1)(ii)(F); (g) / / A parent holding company or control person in accordance with ss.240.13d-1(b)(1)(ii)(G); (h) / / A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) / / A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940; (j) / / Group, in accordance with ss.240.13d-1((b)(l)(ii)(J) Item 4. Ownership. See Sections 5-9 and 11 of each cover page. Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof, the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: ---------- Page 5 of 7 Pages SCHEDULE 13G CUSIP NO. 94113U 10 0 Item 6. Ownership of More than Five Percent on Behalf of Another Person Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company Not applicable. Item 8. Identification and Classification of Members of the Group Not applicable. Item 9. Notice of Dissolution of Group Not applicable. Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Page 6 of 7 Pages SCHEDULE 13G CUSIP NO. 94113U 10 0 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. December 8, 1999 --------------------------------- Date /s/ Richard P. Simmons --------------------------------- Richard P. Simmons /s/ Dorothy P. Simmons --------------------------------- Dorothy P. Simmons Page 7 of 7 Pages -----END PRIVACY-ENHANCED MESSAGE-----